Broker Check

(248) 982-6148
7 West Square Lake Road
Bloomfield Hills, Michigan 48302
*by appointment only



I recognize that this Code of Ethics, and its principles and obligations, are in addition to those set forth
by any other Code that governs my professional and ethical conduct.


1. Employ and provide the client information on the Prudent Practices® when serving as an
investment fiduciary and/or advising other investment fiduciaries.

2. Act with honesty and integrity and avoid conflicts of interest, real or perceived.

3. Ensure the timely and understandable disclosure of relevant information that is accurate,
complete and objective.

4. Be responsible when determining the value of my services and my form of compensation; taking into
consideration the time, skill, experience and special circumstances involved in providing my services.

5. Know the limits of my expertise, and refer my clients to colleagues and/or other professionals in
connection with issues beyond my knowledge and skills.

6. Respect the confidentiality of information acquired in the course of my work, and not disclose such
information to others, except when authorized or otherwise legally obligated to do so. I will not use
confidential information acquired in the course of my work for my personal advantage.

7. Not exploit any relationship or responsibility that has been entrusted to me.

TO MY COMMUNITY (whether defined by work, family and/or friends), I will:

1. Proactively promote and be a steward of ethical behavior as a responsible partner among my
peers in the work environment and in my community.

2. Ensure that the overall promotion of my practice is implemented in the best interests of my

3. Seek, accept and offer honest criticism of technical work; acknowledge and correct errors; and
properly credit the contributions of others.

4. Use corporate assets and resources employed or entrusted to me in a responsible manner.

5. Continue to improve my knowledge and skills, share ideas and information with colleagues, and
assist them in their professional development.